







Broker Authority
Revoked
Authority Granted
November 23, 2020
Revoked On
October 23, 2023
2 years, 10 months ago
Legal Name
S M BROKERAGE INC
MC Number
MC1165212
DOT Number
03515750
Last Known Address
ORANGEVALE, CA
Company Officer
HARPAL SINGH
History & Compliance
Broker authority
Broker authority — Inactive
CurrentREVOKED
Oct 23, 2023Revocation ordered — INVOLUNTARY REVOCATION
Sep 18, 2023REVOKED
Mar 8, 2022Revocation ordered — INVOLUNTARY REVOCATION
Feb 3, 2022Authority Granted
Nov 23, 2020
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